Chapter 7

CONSTRUCTION AND LOT LOANS  

CONSTRUCTION LOANS:  

For many, the American dream begins with the land and the blueprints – the drive to build their own home, not just buy it.  Building new allows you to create a home truly suited to your client’s needs, especially if resale homes cannot be found to satisfy the needs of their family.    To help them realize this dream, you may need two (2) loans: an interim construction loan and a permanent loan.  Check  with your lender for help as various Lenders service different products.  

The Power of One Closing  

Buy the land. Close your construction loan. Secure permanent financing.  Lock in an Interest Rate.  Interest Rates may rise, but you can protect the client with long term locks, plus a wide selection of permanent financing options. You can either increase or decrease the loan amount once construction is finished on the new home (or even extensive remodeling of an existing house) or switch to a different loan product.  

Advantages  of the Double Close Construction Loan Transaction  

·         Flexible end loan financing options - find a permanent loan product that fits the situation.

·         Extended interest rate locks available - lock in your loan at a lower rate, if rates begin to rise, the client  is protected.

·         Do a Cross Collateralization with the equity that they have in their current home and make only one move.  A Cross Collateralization may eliminate a Bridge Loan.  A lien is placed on the current home for the equity needed  for the down payment and closing costs.  

How does the Construction/Permanent Loan work?  

·          Apply with any approved lender.

·          The construction and /or permanent loan will be reviewed at the same time.

·          The construction loan closing will take place soon after the approval.  The client will
        then own the land.

·          As each stage of the construction ends, the lender will approve a release of the funds
       (a draw) to pay the builder.

·         Once the home has passed its final inspection by the appraiser and the local building
       authorities, the client may need to sign an agreement converting the construction loan into        a permanent mortgage, if any of the original loan terms have changed.

IMPORTANT THINGS TO KNOW ABOUT A CONSTRUCTION LOAN:  

·         A  Draw Schedule will be provided prior to loan closing.  The Draw Schedule details the amount available to be disbursed and the requirements that need to be met throughout the construction process. All draw schedules need to be accepted by borrower and builder.  

·         A Construction Loan Administrator (CLA) will be assigned to aid the borrower and builder during the construction process.  The CLA is available for any questions regarding the construction process and also schedules Bank inspection and manages the disbursement of loan funds.  

·         Prior to the first disbursement, the Bank will need a copy of the building permit, wall check survey, well log (if applicable) and evidence of builder’s risk insurance.  

·         All subsequent draws require a Bank inspection.  They will send out an inspector upon request.  Upon verification of work completed, they disburse funds.  If more than six inspections are needed, fees will be collected prior to disbursement of the proceeds.  

·         Funds are disbursed for completed work only based on the Bank inspector’s report.  

·         The Bank generally holds 10% of the construction cost until the house is complete and all the requirements detailed in the Loan Commitment Letter, Residential Construction Agreement and the Draw Schedule have been met.   Please note that Lender requirements are often more specific than the local governing authority.  

·         If construction of the house will not be complete within the initial construction period, an extension may be granted by the Bank.  A fee will be imposed to extend the loan.  This fee may be paid at the time of extension or added to the loan payoff.  Extending the term of the loan may compromise the ability to modify to permanent financing if the construction period exceeds twelve (12) months.  

·         Construction Loan payments are interest only based on the outstanding principal balance.  The borrower will receive a bill approximately fifteen (15) days before payment is due.  

·         Principal reductions may be made at any time without incurring a penalty.  However, those funds will not be available to redraw at a future date.  

·         It is important to lock in the rate on the permanent loan near the end of construction to avoid additional fees that may be incurred if the lock expires before conversion to permanent financing.  It is wise to coordinate this date with the aid of the builder, Bank’s CLA and client borrower.  

·         Modification is the process of converting construction financing into permanent financing.  All the requirements of the Loan Commitment Letter, Residential Loan Agreement and Draw Schedule must be met.  At modification the borrower will be required to pay into a tax and insurance escrow, as well as interest due on both loans and other costs.  

 COMMONLY ASKED QUESTIONS: 

The following information is intended to assist you or your client with the construction loan process.  It is not intended to be all-inclusive.  If you or your client have additional questions or need clarification, please consult with your mortgage banker.  

·          What do I need to apply for a construction loan?

In addition to the standard net-worth assessment, liability and employment documentation, you will need to provide plans, specifications and a builder contract.  If your client will be the General Contractor the Bank will need a cost breakdown plus the subcontractor’s bids/fixed price contracts.  

·         What is required before funds can be advanced?

            Prior to disbursement of funds, you will need to provide a copy of the building permit, well
           check survey (well log, if applicable) and hazard/builder’s risk insurance.  Prior to your
           loan’s conversion to permanent financing the Bank requires updated hazard insurance, well
           certification, a final survey and the use and occupancy certificate.  Other items may be
           required depending on the type of construction and permanent loan selection.
 

·          What fees are associated with the construction process? 

           The Bank collects a fee at settlement which allows for up to 6 inspections and modifications
           to a permanent loan.  There may be additional fees if you exceed the standard number of
           inspections and draws.  

·          Can funds be re-advanced?

             You may make principal reductions at anytime, but those funds will not be available to be
             re-advanced later.  

·         When is private mortgage insurance required?

Typically, private mortgage insurance (PMI) is required on the permanent loan when the down payment is less than 20%.  Typically it is not required during the construction loan process.  

·         Can I be my own builder?

The goal is that the house is completed on time and on budget.  If your client possesses the necessary skills to do so, subject to the Bank’s  approval, they may act as their own General Contractor.  

·          Who is the primary contact during the construction process?

Once the loan is approved, a Construction Loan Administrator (CLA) will be assigned to aid during the construction process.  The CLA is available for any questions you may have and will aid your client and their builder in the scheduling of inspections and the disbursement of funds.  

·          What is the draw schedule?

The draw schedule details the amount available to be disbursed and the necessary requirements to be met throughout the construction process.  Generally, there are 7 draws for a stick-built house and 4 draws for a modular house. You will receive a draw schedule prior to closing the Construction Loan.  

·          What is the standard method for disbursing funds?

Usually reference is made to comply with the contract between the Builder and the Borrower.  

·           How does the draw process work?

The Bank sends out an inspector upon your builder’s request for the advance of funds.  Upon verification of work completed, funds will be disbursed.  

·          How are payments calculated?

Payments are interest-only based on the outstanding balance.  Payments begin one month following loan closing and continue monthly thereafter.  A bill is mailed to your client fifteen (15) days before the payment is due.  

·          When should the client lock in the permanent rate?

It is important to lock in close to the end of construction to avoid fees that may be incurred if the lock expires before converting to the permanent loan.  It is wise to coordinate this date with the aid of the client, builder, CLA, and Mortgage Banker.  

·           What is modification?

 Modification is the process of converting the construction loan into a permanent loan.  

·           What do I need to do to modify?

Before modification the client must meet all the requirements detailed in the Commitment Letter and Draw Schedule provided by the Bank.  

·           When are escrows collected?

Escrows for property taxes and insurance are generally required when the client converts to a permanent loan.  You must anticipate the escrows associated with the permanent financing.  

·           May the borrower pay down on the loan at any time without penalty?

        Yes.  The borrower may make principal reductions anytime without incurring a penalty.  

·          When can the client move into their new home?

Generally this takes place after a Use and Occupancy Permit (U&O) has been issued by the county officials where the home is located and loan requirements are met.  

·         What if the home is not complete and the loan has matured?

        As soon as you think this situation may be a possibility discuss it with your client and the Bank since they may be able to extend the maturity date with the completion of a Note Modification Agreement and payment of an additional fee.       

LOT LOANS:  

Lot Loans are available which allows you to purchase a lot for the eventual construction of a residence.  This product is intended for buildable lots, so be certain that all utilities (gas, telephone and electric) are available and that Well and Septic approvals are already in place.  

It is Lender specific as to the loan requirements to purchase a lot, so please check with your preferred Lender.  Typically rates for these loans are higher than market rates for regular permanent mortgages because Lenders view an unimproved building lot as a greater risk.

Down payment requirements vary greatly from Lender to Lender, but are often in the range of 20 – 30 % of the purchase price.  Check with various lending sources for specific requirements of their Lot Loan programs.

 

“Do Better Business…. The Carroll Way!”  

The information provided in this manual reflects current mortgage information which may be subject to change 
without
  notice/or which may have already been eliminated. Your transaction may involve updates periodically.  
Consult with your mortgage loan officer for updated information.

August 29, 2008